Compliance Analyst - Financial Services; Hybrid
Job in
La Vista, Sarpy County, Nebraska, 68128, USA
Listed on 2026-01-01
Listing for:
Advisor Group
Full Time
position Listed on 2026-01-01
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm is seeking a Compliance Analyst to monitor advisor activity and mitigate compliance risks. This role involves conducting detailed reviews of financial professionals' activities, analyzing data for regulatory concerns, and collaborating with management to ensure compliance. The ideal candidate will have 3-5 years in the financial securities industry, possess strong analytical skills, and be proficient in Microsoft Office.
This position offers a competitive salary and benefits package.
#J-18808-Ljbffr
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×