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Financial Services Regulatory Compliance Specialist

Brokerage Transitions & Onboarding Specialist

Job in La Vista, Sarpy County, Nebraska, 68128, USA
Listing for: Osaic
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking a full-time Transition Processing Specialist based in La Vista, NE. The role involves processing client paperwork, providing support to financial advisors, and requires proficiency in Microsoft applications as well as familiarity with industry standards. Candidates should have a background in the financial services sector or related experience. This position offers competitive salary and benefits and requires a hybrid work schedule with a commitment to in-office presence several days a week.
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