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Financial Manager Financial Compliance

Hybrid Team Lead, Sales Supervision - Financial Services

Job in La Vista, Sarpy County, Nebraska, 68128, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-01-17
Job specializations:
  • Finance & Banking
    Financial Manager, Financial Compliance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial services organization is seeking a Sales Supervision Team Lead to oversee the supervision of financial transactions and mentor the Sales Supervision Principals. Candidates should have FINRA Series licenses, substantial experience, and strong organizational skills. Responsibilities include conducting suitability reviews, managing workflows, and ensuring compliance within the team. Join us to deliver exceptional service to financial professionals while working in a hybrid environment.
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