Regional Supervision Lead – Financial Services
Listed on 2026-10-07
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Finance & Banking
Banking & Finance
Osaic is seeking a Regional Supervision Manager to oversee account reviews across brokerage, advisory and direct-held transactions, ensuring alignment with firm policies and client interests. The role will coordinate with compliance and supervision teams and support field staff in a hybrid model at hub locations including La Vista, NE.
Minimum requirements include a Bachelor’s degree or equivalent, three years of relevant experience, FINRA Series 7 and 24 or 63/65/66, plus strong analytical and
The Regional Supervision Lead – Financial Services position in the Finance, Other field is open for applications.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in La Vista, NE, United States.
This opportunity is part of our work in Finance, Other.
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