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Financial Services Regulatory Compliance Specialist Risk Manager/Analyst

Investment Compliance Monitor: Advisory & Portfolio

Job in Leeds, West Yorkshire, ME17, England, UK
Listing for: Meraki Talent Ltd
Full Time position
Listed on 2026-02-16
Job specializations:
  • Finance & Banking
    Financial Services, Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 80000 - 100000 GBP Yearly GBP 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A respected wealth and investment management firm in the UK is seeking experienced Compliance Monitoring Officers to conduct file reviews and thematic assessments across its services. The role involves ensuring client outcomes meet FCA regulations and internal policies. Candidates should have a Level 4 Investment Advice Diploma and a minimum of 3 years' experience in compliance monitoring or quality assurance within the financial sector.

Strong stakeholder engagement and analytical skills are essential.
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