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Regulatory Compliance Specialist Financial Services

Senior Associate, Retail Investment Regulation

Job in Leeds, West Yorkshire, ME17, England, UK
Listing for: Financial Conduct Authority
Full Time position
Listed on 2026-02-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 125000 - 150000 GBP Yearly GBP 125000.00 150000.00 YEAR
Job Description & How to Apply Below
A UK financial regulator is seeking a Senior Associate to advise on regulatory compliance and implement effective solutions. The role requires at least 3 years of PQE in law and a strong understanding of financial services legislation. Essential skills include analytical thinking, clear communication, and the ability to mentor junior staff. Benefits include a hybrid work model, generous leave policy, and a robust pension scheme.

This is an excellent opportunity to influence UK finance regulation.
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Position Requirements
10+ Years work experience
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