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Wealth Management Regulatory Compliance Specialist

Senior Compliance Lead, Investment Management

Job in Leeds, West Yorkshire, ME17, England, UK
Listing for: Meraki Talent
Full Time position
Listed on 2026-03-08
Job specializations:
  • Finance & Banking
    Wealth Management, Regulatory Compliance Specialist
  • Management
    Wealth Management, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 GBP Yearly GBP 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A prominent wealth management firm located in Leeds is looking for an experienced Compliance Manager to lead its compliance function. In this senior role, you will manage a team of compliance professionals and oversee a risk-based compliance monitoring program across investment management. The ideal candidate will possess strong compliance skills, experience in investment management, and the ability to engage constructively with senior professionals.

This position requires a Level 4 Investment Advice Diploma and offers a collaborative environment focused on high professional standards.
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Position Requirements
10+ Years work experience
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