Group Compliance Officer
Job in
Leeds, West Yorkshire, ME17, England, UK
Listed on 2026-05-28
Listing for:
Broadgate
Full Time
position Listed on 2026-05-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime, Banking Operations, Financial Services
Job Description & How to Apply Below
Looking to take the next step in your compliance career and gain exposure across multiple areas of a growing financial services business? If you’re someone who enjoys variety, ownership, and making a tangible impact—this could be the role for you.
Responsibilities include:- Supporting compliance processes, controls and internal reporting
- Handling customer complaints and driving fair outcomes
- Managing adviser onboarding and certification requirements
- Maintaining compliance registers and records
- Investigating financial crime alerts and supporting escalations
- Reviewing financial promotions with internal teams
- Assisting with regulatory reporting and data protection tasks
- Experience in compliance, risk or financial crime within financial services
- Understanding of regulatory frameworks and customer outcomes
- Exposure to AML, complaints, adviser oversight and reviewing financial promotions
- Strong attention to detail and stakeholder communication skills
- Diploma Level 4 (or working towards)
If you’re ready to grow your compliance career and gain exposure across a wide range of responsibilities, apply now or reach out for a confidential chat.
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