Compliance Testing Manager

Compliance Testing Manager

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Lending Club Corporation (NYSE: LC) is the parent company of Lending Club Bank, National Association, Member FDIC. We are the leading digital marketplace bank in the U.S., having helped our nearly 5 million members secure over $90 billion in loans to refinance high‑cost debt and achieve their financial goals. Members today have mobile‑first access to a growing range of products and services designed to work seamlessly together to deliver value in new ways.

Everyone deserves a better financial future, and our team is committed to making that a reality. Join the Club!

Lending Club Bank’s Enterprise Compliance Organization (ECO) team, as part of the Enterprise Risk Team, is responsible for maintaining an effective enterprise‑wide compliance program, which consists of the BSA/AML, sanctions (Financial Crimes Compliance (FCC)) and regulatory compliance programs.

We are looking for a Compliance Testing Manager to join the Compliance Testing Team. This role is responsible for leading independent testing reviews to validate the company’s compliance with applicable consumer compliance federal laws/regulations and adherence to internal policies and procedures. The role will also focus on helping to innovate and enhance data‑driven testing capabilities to identify opportunities to enhance the bank’s system of controls.

• Independently design, lead and execute Compliance Testing to assess control design and operating effectiveness over compliance risks
• Support development of Compliance Testing’s data analytics and data monitoring tools to effectively test system and data‑driven processes
• Prepare compliance testing reports and work papers that clearly present the results of testing and identify issues and recommendations
• Develop meaningful strong partnerships with the Business. Prepare, deliver, and effectively communicate analysis regarding testing results to senior leadership.
• Document compliance issues which are recorded, tracked and reported to ensure their appropriate and timely resolution
• Collaborate with and inform Compliance Advisory of key risks, trends and outcomes in testing activities.
• Assist ECO with the assessment and documentation of business processes, risks, and controls
• Provide support for other ECO program initiatives and activities as needed, including internal and external audits or regulatory exams and strategic projects

• 3+ years of banking or financial services experience, with direct compliance testing and/or internal audit expertise;
  Bachelor’s degree in a related field of study; or equivalent work experience
• Practical knowledge of consumer protection laws/regulations, and associated risks, and the internal controls needed to mitigate those risks
• Prior experience performing compliance testing for specific areas of bank or financial services regulatory compliance – e.g., ECOA, UDAAP, TILA, TISA, FCRA, EFTA, EFAA, SCRA etc.
• Strong written and verbal communication skills and the ability to influence decisions and drive change
• Self‑starter with ability to think independently, take ownership, and drive initiatives to resolution, including supervision of other testers
• Solid analytical, problem solving, and critical thinking skills
• Ability to handle multiple priorities and rapid changes
• Experience performing SQL queries and data warehouse mining; familiarity with Tableau or other data visualization tools is helpful

San Francisco or Lehi. The above locations are eligible offices for this role. The locations have been determined to foster in‑person collaboration with this role’s team or the related business lines. We utilize a hybrid work model, and our teams are in‑office Tuesdays, Wednesdays, and Thursdays. In‑person attendance is essential for this role’s success, and remote placement will not be considered. Lending Club offers relocation, based on actual job level.

Local hours (PT, MT). While the position will primarily work local hours, Lending Club is headquartered in Pacific Time and our ideal candidate will be flexible working across time zones when necessary.