Senior Compliance Monitoring & Surveillance Officer
Listed on 2026-09-29
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Finance & Banking
Financial Services, Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Raymond James Financial is seeking a Compliance Officer in the UK responsible for executing a risk-based Compliance Monitoring Plan. The ideal candidate will have experience in Compliance Monitoring with equities and fixed income, ensuring adherence to regulations.
The role involves reporting on compliance findings and engaging with senior stakeholders to foster a strong compliance culture. Candidates should have strong analytical skills and a proven ability to communicate complex regulatory information effectively.
We are currently recruiting a Senior Compliance Monitoring & Surveillance Officer for our team in United Kingdom.
Our group is growing, and we are hiring a Senior Compliance Monitoring & Surveillance Officer in United Kingdom.
This position is for the Senior Compliance Monitoring & Surveillance Officer role at Raymond James Financial.
We are seeking a motivated Senior Compliance Monitoring & Surveillance Officer to join Raymond James Financial in United Kingdom.
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