Compliance Monitoring Lead LOD - Wealth Management
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist, Wealth Management, Risk Manager/Analyst, Financial Compliance -
Management
Regulatory Compliance Specialist, Wealth Management, Risk Manager/Analyst
Rev & Regs, on behalf of a leading Wealth Management firm, seeks an experienced Compliance Monitoring Manager to join their second line. You will own the compliance assurance framework and lead a high-performing team in a collaborative environment.
The role requires 5+ years in compliance/risk/audit within financial services, strong 2
LOD experience in wealth management, and deep knowledge of FCA regulations (Consumer Duty, SM&CR). Hybrid with multiple London/Southern England offices.
This opportunity is for the Compliance Monitoring Lead 2
LOD
- Wealth Management role at Rev & Regs.
The Compliance Monitoring Lead 2
LOD
- Wealth Management position in the Legal, Management & Operations field is open for applications.
We have an opening for a Compliance Monitoring Lead 2
LOD
- Wealth Management in England, United Kingdom within Legal, Management & Operations.
This role, Compliance Monitoring Lead 2
LOD
- Wealth Management at Rev & Regs, could be your next opportunity.
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