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Regulatory Compliance Specialist Financial Law

Legal Counsel — Investment Advisory & Compliance

Job in Little Rock, Pulaski County, Arkansas, 72208, USA
Listing for: Stephens
Full Time position
Listed on 2026-01-13
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist, Financial Law
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Little Rock, Arkansas is looking for a legal advisor to join their investment advisory business. The role involves monitoring laws like the Investment Advisers Act, providing legal advice, and developing legal strategies. Candidates must have a Juris Doctorate (J.D.) degree and at least 3 years of related experience. Strong organizational skills and the ability to work independently in a fast-paced environment are essential.

This position requires attention to detail and the capacity to handle multiple tasks effectively.
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