Investment Supervision Lead – Risk & Compliance
Listed on 2026-10-18
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Finance & Banking
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist, Banking & Finance -
Management
Risk Manager/Analyst, Regulatory Compliance Specialist, Banking & Finance
Bank of America in Livermore, CA is seeking a supervisor to oversee client account activities, including review of applications submitted in the Consumer Investment space and ensuring suitability and best-interest compliance.
You'll work with local Office Management Teams and internal wholesalers, manage risk, trends, and escalations, and ensure adherence to policies while maintaining service levels. This role operates in an in-office model with role-specific attendance requirements.
Our team is growing, and we are hiring a Investment Supervision Lead – Risk & Compliance in Livermore, CA, United States.
We have an opening for a Investment Supervision Lead – Risk & Compliance in Livermore, CA, United States within Finance, Other.
This role, Investment Supervision Lead – Risk & Compliance at Bank of America, could be your next move.
Are you ready to take on the Investment Supervision Lead – Risk & Compliance role at Bank of America?
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