Compliance & Risk Officer
Job in
Liverpool, Merseyside, L1, England, UK
Listed on 2026-02-16
Listing for:
Prestige Recruitment Group
Full Time
position Listed on 2026-02-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Compliance & Risk Officer
Liverpool, Merseyside
Salary dependent on experience
We are recruiting on behalf of a leading FCA‑regulated financial services organisation seeking an experienced Compliance Officer with a strong background in investments and pensions
.
- Proven compliance experience within investments and/or pensions
- Strong knowledge of the Financial Services UK regulatory framework
- Experience conducting compliance monitoring or internal audit
- Background in retail investments and/or pensions
- Experience handling breaches and regulatory reporting
- Deliver compliance monitoring reviews
- Investigate and resolve breaches
- Conduct regulatory impact assessments
- Produce board‑level compliance MI
- Support regulatory change and policy updates
Applicants must have direct compliance experience within investments and pensions to be considered.
Apply now for a confidential discussion.
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