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Regulatory Compliance Lead: Advisory, Policy & Monitoring
Job in
Liverpool, Merseyside, L1, England, UK
Listed on 2026-06-21
Listing for:
Broster Buchanan
Full Time
position Listed on 2026-06-21
Job specializations:
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Government
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Law/Legal
Financial Crime
Job Description & How to Apply Below
Broster Buchanan is seeking a dedicated Compliance Officer to ensure the firm meets its regulatory obligations with the FCA and PRA. In this role, you will provide guidance on FCA rules, conduct compliance monitoring, and manage policy development.
Key responsibilities include delivering compliance training, supporting regulatory submissions, and promoting a strong culture of conduct and ethics within the organization.
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