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Senior Specialist, Case Management
Job in
London, Laurel County, Kentucky, 40741, USA
Listed on 2025-12-03
Listing for:
London Stock Exchange Group
Full Time
position Listed on 2025-12-03
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Our values of Integrity, Partnership, Quality and Change compose how we believe, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with outstanding backgrounds and perspectives. We break down barriers and encourage teamwork, enabling innovation and rapid development of solutions that make a difference. Our workplace generates an enriching and exciting experience for our people and customers alike.
Our vision is to build an inclusive culture in which everyone feels encouraged to fulfil their potential. We know that real personal growth cannot be achieved by simply climbing a career ladder which is why we encourage and enable a wealth of avenues and exciting opportunities for everyone to broaden and deepen their skills and expertise. As a global organisation spanning 65 countries and one rooted in a culture of growth, opportunity, diversity and innovation, LSEG is a place where everyone can grow, develop and fulfil your potential with relevant careers.
Role Profile Summary : TPRM Case Specialist The Supplier Onboarding & Risk Management specialist will be the primary interface to the Category Leads (Procurement) and Relationship Owners (business) and will support them in navigating the Third-Party Risk Management (TPRM) processes. They will form part of a small team of Supplier Onboarding & Risk Management specialists that will be aligned to the key Procurement Categories:
Technology, Services and Corporate. The team is responsible for efficiently engaging with internal partners and external suppliers to drive efficient execution of the TPRM processes, including supplier registration, onboarding, risk assessment, information gathering and associated steps. What you will be doing & core responsibilities:
1.Support the TPRM Case Specialists Manager with the delivery of the function & objectives.
2.Collaborate closely with TPRM Risk Assessment Utility team, Risk Domain Owners, Third Parties and Service owners to undertake third party risk assessments
3.Perform review of third-party responses to the Inherent Risk questionnaires, due diligence activity against internal standards providing an overall assessment to Risk Appetite, including but not limited to review responses and evidence of third parties, Collecting information from business on the service, evaluating them, finalizing compliance and risk evaluations, and incorporating them into a platform. Rate responses/evidence in line with controls assessment methodology Identify gaps/issues and raise control deficiencies in line with ERMF.
Ensure risks/issues/risk acceptances are documented appropriately with action plans, due dates, and owners. Call out in line with agreed thresholds and engagement model.
4. Ensure risks and issues identified during the TPRM risk assessment process are raised consistently and in line with the ERMF and associated policies.
5. Work with assigned Risk Domain SMEs to ensure consistent application of the process.
6. Partner with other members of the TPRM and GP Team to ensure process is driven in a timely manner.
What you will bring to the role:
Ideally in financial services with minimum of 7 years of experience in TPRM or Risk management background.
Strong self-motivated multi-tasker who can prioritise exciting tasks and stakeholders. Experience in providing stakeholders with specialist risk knowledge and supervising its execution. Ability to work independently in a fast adapting and agile work environment. Proactive and deliverable focused, with a dedication to delivering against hard deadlines. Excellent analysis skills with keen eye for detail. Strong capabilities in Microsoft Excel, PowerPoint, and Word.
Experience in one or more risk disciplines an advantage…
Position Requirements
10+ Years
work experience
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