Graduate Compliance Associate

Requirements

• The drive and resilience to deliver excellent service amidst tight timelines and changing circumstances
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• Career maturity and alignment – clarity of direction, commitment to getting there and awareness of how Legal & Compliance at Alpha Sights fits with your journey
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• People-oriented, emotionally intelligent team player – ability to de-escalate situations patiently and calmly, yet quickly and effectively
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• Strong communication skills – ability to communicate complex topics clearly and effectively both in writing and in person
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• Critical thinkers – comfortable assessing complex situations and making nuanced decisions based on policies and processes
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• Bachelor’s degree, with strong academic credentials in any field and noteworthy extracurricular leadership (2:1)
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• 0-2 years of relevant work experience; preferred in related fields such as law, risk management, consulting, operations or compliance
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• Fluency in written and spoken English is essential

• As a Graduate Compliance Associate, you will be joining a high-performing global team that works closely with our core service delivery teams to ensure our clients are always served to the highest compliance standards while enabling Alpha Sights’ fast-growing commercial success
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• You will monitor client requests, develop and implement new policies and compliance products, anticipate possible business roadblocks, train our employees, and provide guidance and advice to our delivery teams on a daily basis
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• You’ll need to think quickly and critically, have meticulous attention to detail, and strong verbal and written communication
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• You’ll be working on several short term and long term requests at once, you’ll quickly develop effective communication, prioritization, and project and client management skills
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• Monitor active projects to flag and mitigate potential risks
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• Provide guidance to delivery teams on the projects they are working on
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• Work with the rest of your regional and global team on short and long-term projects to anticipate, develop and set cutting edge industry standards in this rapidly growing sector
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• Collaborate with key internal stakeholders globally to drive progress, behavioral and procedural enhancements
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• Design and implement global operational policies and processes that protect our clients
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• Create and deliver tailored in-person and e-learning trainings to our delivery teams
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• This is a fast-paced, cross-functional role with a clear focus on problem solving, attention to detail, creative thinking, innovation and results
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• Career Progression:
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• Years 0-2:
  Our Compliance Associate are responsible for the development and execution of global policies and procedures to ensure compliance in the firm. They are committed to maintaining fundamental compliance principles and ensuring that these standards are followed in ongoing projects
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• Years 3+:
  As a Senior Compliance Associate you’ll lead and develop teammates and own key compliance initiatives