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Intern – Compliance
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-07-06
Listing for:
Natixis NY Branch
Apprenticeship/Internship
position Listed on 2026-07-06
Job specializations:
-
Business
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist, Financial Analyst
Job Description & How to Apply Below
- Assisting the tactical surveillance program in preparation for new technological contracts.
- Liaising with Porto Office Surveillance Team to strengthen electronic communications controls and test surveillance software.
- Assisting with the testing and optimisation of Commodities, Fixed Income and FX tactical surveillance controls.
- Compiling trade-related data to support tactical trade surveillance operations with regards to Front-running checks.
- Drafting, proof-reading and testing procedural documentation associated with surveillance tactical controls.
- Where applicable, assisting in ad hoc electronic communications reviews in collaboration with relevant teams.
- Producing monthly and quarterly management information to support senior management deliverables to various stakeholders within the organisation.
- Organising and maintaining core information records and meeting minutes to support Compliance Team needs.
- Where applicable, follow up on issues identified as part of controls and review work, producing reports of findings when required.
- Where applicable, contribute to regulatory research tasks to support the activities of the Compliance Department.
- Data extraction, manipulation and analysis in support of the above task.
- Bachelor’s degree or penultimate year student
- Self-motivated: enthusiasm and aspiration to learn and develop
- Team spirit, commitment, and flexibility
- Organised, methodical, and flexible, ability to investigate perceived or actual issues.
- Good relationship building skills
- Strong analytical skills and attention to detail
- Ability to work effectively under pressure while prioritising appropriately competing objectives
- Excellent presentation skills - ability to communicate clearly and concisely both verbally and in writing
- Strong interest in financial markets and/or risk management
- Understanding of the FCA/EU regulatory regime preferable
- Proficiency in Excel specifically in terms of handling large volumes of data and the application of reconcilation functions including VLOOKUP, XLOOKUP, MATCHIF and SUMIF functions
- Python or Type Script skills would be an advantage
- Familiarity with Microsoft Power applications would also be an advantage
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