Compliance Assurance Manager
Job in
London, Greater London, W1B, England, UK
Listed on 2026-09-07
Listing for:
Broadgate Search
Full Time
position Listed on 2026-09-07
Job specializations:
-
Business
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Compliance Assurance Manager The Opportunity to join a growing and well-established regulated organisation is seeking an experienced Compliance Assurance Manager. This is an excellent opportunity for an experienced compliance professional to play a key role in strengthening governance, risk management and regulatory oversight within a dynamic and evolving business.
Some
Key Responsibilities Lead the delivery of the Compliance Assurance programme across the business.
Develop and maintain a comprehensive compliance and assurance framework.
Conduct thematic and risk-based compliance reviews.
Provide independent challenge to business areas and senior stakeholders.
Monitor the implementation of remediation actions and assess their effectiveness.
Review and challenge risk assessments, controls and governance arrangements.
Support ongoing monitoring of regulatory compliance and emerging risks.
Provide guidance on regulatory requirements and best practice.
Support internal and external assurance activities where required.
Manage and develop members of the compliance team.
Promote a positive compliance and risk culture throughout the organisation.
Deliver compliance training and awareness initiatives.
Contribute to regulatory change projects and business improvement initiatives.
Experience Significant experience within a Compliance, Risk or Internal Audit function in a regulated environment.
Experience operating within a Second Line of Defence model.
Previous people management experience.
Strong understanding of governance, risk management and internal controls.
Sound knowledge of UK financial services regulation and regulatory expectations.
Experience engaging with senior stakeholders and providing constructive challenge.
Excellent communication and relationship-building abilities.
Relevant professional qualifications or equivalent industry experience.
A proactive approach with the ability to prioritise competing demands in a fast-paced environment.
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