CoSec Senior Manager

Management Level E EQ, Next Starts Now We are EQ, a fintech that connects the future of capital, communications, and governance — building trust and confidence in every market we serve. Our 5,000 employees support over 20 million shareholders and 12,000 leading organizations globally. EQ’s mission is to digitize every aspect of shareholder interaction, making investments more accessible, transparent and more engaging than ever before.

With the integration of Notified, EQ is the only global technology partner dedicated to both public relations and investor relations solutions.

Role Summary The role is for a Company Secretarial Professional at Senior Manager level, who will work as part of our team providing company secretarial and corporate governance advisory services to our clients. The individual will have a portfolio of clients, supported by a client delivery team and would be expected to delegate to and manage junior members within the team.

Business Function For many years Prism Cosec, part of the Equiniti Group, has been providing corporate governance best-practice and company secretarial services to quoted and unquoted companies seeking to operate UK governance standards. Our team of Chartered Secretaries has in-house experience at senior levels in FTSE listed companies, focusing on good board governance, meeting arrangements and procedures, and annual reports. We provide a comprehensive range of company secretarial services and help clients fulfil their legal and regulatory obligations.

Location:

London or surrounding areas within a reasonable commuting distance

The provision of high-quality company secretarial services and support to Prism’s clients including, but not limited to, any of the following:

• Taking responsibility for your own portfolio of clients as a Client Lead supported by a client delivery team.
• Your portfolio may consist of Main Market and AIM listed companies, and larger private limited companies
• Board and Committee meeting administration, including attending meetings in person where required
• Pre- and post-IPO company secretarial activity
• Advising on the UK Corporate Governance Code and QCA Corporate Governance Code, including undertaking gap analysis reviews
• Support with Annual Report and Accounts (which may include project management, drafting governance sections, design and printing)
• AGMs and shareholder meetings
• Drafting regulatory stock exchange announcements
• Demonstrating a sound understanding of the Companies Act 2006
• Stock Exchange regulatory compliance including DTRs, UK Listing Rules and AIM Rules
• Advising on the application of the UK Market Abuse Regulations, management of insider lists and related communications
• Supporting clients as required with their Board and Committee performance reviews
• Company Secretarial mentoring
• Managing more junior members of the team in your client delivery team(s)

The role will involve:

• Liaising with clients and their advisers whilst building and maintaining strong relationships
• Leading and delivering a high-quality end to end service as part of a client delivery team, adhering to standardised policies, procedures and service standards
• Developing and mentoring junior members of the team
• Keeping abreast of all professional developments in own area of work and undertaking such training as required

The role will also involve working with the Client Directors to:

• Network internally with EQ business units and with external specialists (lawyers, advisers, accountants, brokers, NOMADs etc.)
• Develop and maintain knowledge of relevant products and services offered by the EQ Group
• Support our team’s business development and marketing activities
• Help identify opportunities to improve services to clients through…