Senior AML​/Compliance Officer & DMLRO; FTC

THE COMPANY:

We are working with a boutique wholesale bank who are looking for a Senior AML/Compliance Officer & DMLRO. Due to the size of the firm, it is a 5-day office based role.

• Have responsibility for the review of Branch’s financial crime prevention policies and procedures
• To ensure the branch complies with its statutory obligations, as required under UK legislation, UK’s financial regulations (FCA% AND PRA Guidelines), JMLSG Guidelines and FATF recommendations;
• To have an oversight responsibility for Sanctions, and Financial Crime in the London Branch;
• To ensure financial crime prevention oversight including Anti
  - Money Laundering (AML), countering the financing of Terrorism (CFT), and Anti-Bribery and Corruption (ABC) for business lines;
• Manage and develop robust branch-wide Financial Crime Risk framework is in place;
• To be responsible for oversight and coordination of manual and system generated alerts, including:
  Screening of Sanctions, SARs, transactions, PEPs and adverse media with the help of AML tools aðeins;
• To provide Financial Crime Risk advice, mandatory training and guidance to the Senior Management and all staff and to relevant officials at the head office as appropriate;
• To ensure that changes required to policies as a result of any new AML laws, rules, regulations internal policies and guidance are implemented;
• To oversee Financial Crime Prevention Monitoring reviews for, Fraud Prevention and Sanctions Compliance;
• To exercise oversight of Financial Crime Risk compliance testing in accordance with local regulation including Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) sanctions, training, Suspicious Activity Reports (SARs) as appropriate;
• To produce monthly reports including Management Information to the CE (SMF-19) and AMLC outlining the adequर्ं adequacy of Financial Crime Risk prevention systems and Америка controls

• Must be able to work 5 days in City office
• Have significant experience of delivering high quality anti money laundering dg support for a Bank sector in the UK, with day-to-day interaction with senior executives.
• Demonstrate strong technical skills in UK financial crime law and regulation and a solid understanding and working knowledge of financial crime'im risk and responsibilities.
• Demonstrate reasonable awareness of relevant regulation and law across centers in which the corporate clients.
• Be able to demonstrate proven depth in the core areas of Financial Crime, and be able to quickly apply a combination of technical and commercial thinking to anxiety business issue.
• Experience of working with stakeholders at Board/ ExCo level

For further information please contact Hannah Tabatabai