Head of Compliance

An international wholesale bank in London is seeking an experienced Head of Compliance to take on the SMF
16 (Compliance Oversight) and SMF
17 (Money Laundering Reporting) responsibilities for its UK operation. This is a senior leadership role, reporting at executive level and working closely with Head Office to shape and deliver the UK compliance strategy.

You will ensure the Bank’s Compliance framework and processes are maintained in accordance with all regulatory requirements (e.g. SYSC, SUP, EMIR, MIFID, COREP/FiNREP, COBs, MAR, Money Laundering Regulations, FATCA etc.).

Acting as primary contact for UK regulators (PRA and FCA), the remit includes oversight of regulatory change, policy and advisory support to the business, comprehensive monitoring, whistleblowing arrangements and regular reporting to senior management and Board committees.

We are looking for a compliance professional with a proven track record in UK wholesale banking or investment banking, ideally already approved (or approvable) as SMF
16 and SMF
17, and with deep knowledge of PRA and FCA requirements. Some Legal experience would be a benefit, due to the close working relationships between functions.

You will bring strong technical judgement, excellent communication skills, prior team leadership experience and the ability to influence senior stakeholders while promoting a strong culture of compliance across the first line.