Compliance Specialist, Finance & Banking

At GSB, our mission is clear: to create, protect, and grow wealth—ethically and responsibly. As a Certified B Corp, we are redefining financial services by prioritising integrity, accountability, and innovation.

Our philosophy is guided by four core principles:

• Culture First – We build a better workplace while supporting financial, physical, professional, and social well-being.
• Community Led – We contribute to the economic and social betterment of the communities we serve.
• Governance Driven – We uphold ethical policies and practices, ensuring accountability across our business.
• Foresight Set – We continuously innovate to enhance value for all stakeholders.

As a Compliance Specialist, you will play a key role in ensuring our firm adheres to FCA regulations. You will provide expert guidance on regulatory compliance, conduct risk assessments, oversee AML policies, and ensure GSB meets its governance and Consumer Duty obligations. Reporting to the Group Chief Compliance & Regulatory Affairs Officer, you will be instrumental in maintaining our high standards of ethical and responsible financial management.

• Monitor and oversee compliance with FCA regulations and the Financial Services and Markets Act 2000.
• Conduct risk assessments and maintain compliance policies, including AML procedures.
• Ensure high standards in client interactions and selling practices.
• Oversee regulatory reporting, including the annual Consumer Duty Assessment Report.
• Manage compliance monitoring, complaints handling, and remediation planning.
• Provide training and supervision to ensure adherence to compliance standards.

• Significant experience in a compliance role within UK financial services.
• Strong understanding of FCA regulations and governance requirements.
• Self-starter with the ability to work independently in a fast-growing business.
• Proven ability to implement and oversee compliance frameworks.

• Work in a dynamic, purpose-driven organisation committed to ethical wealth management.
• Competitive salary and comprehensive benefits package, including private medical insurance and life assurance.
• Flexible working arrangements and a supportive work-life balance culture.
• Opportunity to contribute to a high-growth, Certified B Corp business that is disrupting the market.

Join us and be part of a firm that puts integrity and responsible financial management at its core.