Compliance Associate - Investment Management
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-02-25
Listing for:
Anonymous
Full Time
position Listed on 2026-02-25
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
This role is very broad. It combines regular compliance monitoring, ongoing market abuse trade surveillance, investment limit monitoring communications surveillance with in-depth and thematic reviews and ad hoc projects.
Please only apply if you have this experience, or close to.
Key Responsibilities- General Compliance Monitoring
- Thematic Reviews
- Co‑managing pre‑ and post‑trade investment restriction rules
- Minimum of two years experience in buy‑side compliance is ESSENTIAL
- The following experience is beneficial
- General compliance monitoring experience
Position Requirements
10+ Years
work experience
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