Senior Compliance Officer

Senior Compliance Officer

Location: London/Hybrid
Department: Compliance
Contract: Permanent

A specialist Lloyd’s market insurance group is seeking a proactive and experienced Senior Compliance Officer to join their Compliance & Governance team, reporting directly to the Head of Compliance and Governance. This is an exciting opportunity to take a lead role in supporting compliance across global operations, helping the business navigate regulatory requirements and mitigate risk.

• Lead and support the Group’s Compliance function across multiple jurisdictions.
• Deputise for the Head of Compliance & Governance, including mentoring and training team members.
• Represent Compliance in governance committees and meetings.
• Provide practical guidance to brokers, underwriters, and production teams on new business initiatives, ensuring regulatory and commercial risks are managed.
• Horizon-scanning to identify and interpret emerging regulatory, legal, and market developments, translating these into actionable advice.
• Draft, maintain, and update Group Compliance Manuals and policies.
• Support implementation and monitoring of the Group’s Compliance Monitoring Timetable and risk-based compliance framework.
• Oversee data protection governance, incident management, and subject access requests, deputising for the DPO where required.
• Support Business Continuity/Disaster Recovery plans, internal audits, and external audit coordination.
• Review and manage Terms of Business Agreements (TOBAs), conduct due diligence, and monitor Appointed Representatives.
• Conduct sanctions screening, broking/underwriting peer reviews, and claims peer reviews.
• Assist with regulatory reporting, including FCA tools such as Reg Data and Connect.
• Administer the Group’s training platform, ensuring regulatory training requirements are met and reporting any gaps.
• Maintain compliance registers (gifts & hospitality, complaints, breaches, conflicts of interest) and contribute to quarterly Board Reports.
• Review legal documentation as required and act as first point of contact for day-to-day compliance queries.

• Proven experience in a compliance role within insurance, financial services, or a regulated environment.
• Strong knowledge of relevant laws, regulations, and industry best practices across multiple jurisdictions.
• Excellent communication skills, capable of advising senior management and production teams effectively.
• Ability to manage multiple projects and priorities with attention to detail.
• FCA-regulated experience is advantageous.

• Permanent role with opportunity to make a tangible impact on compliance across a growing Lloyd’s market group.
• Hybrid working options to support flexible work arrangements.
• Collaborative and supportive team environment.

As true market specialists we work in partnership with our candidates and clients, delivering unrivalled market knowledge and insight. Driven by our passion to become the partner of choice we offer tailored advice and guidance...