Onboarding Specialist
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-03-05
Listing for:
Orla Rose Associates
Full Time
position Listed on 2026-03-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
A respected financial services firm is seeking an Operations Analyst – Client Onboarding to join its Operations Department.
This role is central to ensuring new clients are onboarded efficiently, accurately and in line with all regulatory requirements.
The RoleYou will act as a key contact for front office teams throughout the onboarding lifecycle, ensuring AML and KYC obligations are met.
Responsibilities include:
- Reviewing new client applications across all client types
- Conducting AML, sanctions and KYC checks
- Performing CDD and EDD reviews and preparing due diligence reports
- Establishing new accounts accurately and efficiently
- Maintaining onboarding management information
- Processing changes of service, Power of Attorney documentation and deceased cases
- Supporting ongoing control tasks and process improvements
- 2+ years’ experience in financial services operations
- Strong AML/KYC knowledge and regulatory awareness
- Understanding of CASS, MiFID II, COBS and Consumer Duty
- Investment Operations Certificate (preferred)
- Highly organised with strong attention to detail
- Confident working cross-functionally with front office teams
This is a great opportunity for an operations professional looking to build further expertise within client onboarding and regulatory processes.
#J-18808-LjbffrNote that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
Search for further Jobs Here:
×