Regulatory Operations Specialist; Trade & Transaction Regulatory Reporting
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-03-07
Listing for:
Lifelancer
Contract
position Listed on 2026-03-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Location: Greater London
Job Title: Regulatory Operations Specialist (Trade & Transaction Regulatory Reporting)
Job Location: City of London, London, UK
Location Type: Hybrid
Contract Type: Contract
Seniority Level: Mid-Senior Level
Start DateASAP, for 6 months initially, could potentially extend
LocationCentral London Hybrid
Working HoursMonday to Friday 9am to 5.30pm
QualificationsAt least 2 years of Trade and Transaction Regulatory reporting experience, ideally within your field of expertise, within at least one of the key regulations listed below.
Relevant Regulations- UK/EU Regulations:
- MIFID Article 26 (Transaction Reporting)
- EMIR Article 9 (Trade Reporting)
- Securities Financing Transactions Regulation (SFTR Reporting)
- North American Regulations:
- CFTC (Part 43/45)
- Securities Based Swap Dealer Reporting (SEC 901/902)
- APAC Regulations:
- MAS
- HKMA
- ASIC
- Analysing and understanding regulatory technical requirements
- Implementing and/or running BAU controls
- Exceptions management and issue prioritisation
- Management Information, design, build and reporting
- Governance and oversight of Trade and Transaction Reporting
- Testing releases
Risk Control Self Assessment
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