Market Abuse Associate

Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown 20 times to over 4 million, and client assets have grown over 50 times to over €25 billion.

The Market Abuse Associate will play a key role in assisting the firms Market Abuse framework to support the organization in meeting its Market Abuse obligations. This role assists in day-to-day Market Abuse tasks, will include, but are not limited to, undertaking daily trade surveillance activities, reviewing market manipulations alerts, STOR preparation and submission.

Day to day operation of the firm’s UK market abuse framework.

• Undertake daily trade surveillance activities using the firm’s automated surveillance tool and investigate alerts in a timely manner.
• Identify risks/issues and discrepancies and proactively elevate to the Market Abuse Manager for secondary review as required.
• Conduct in depth investigations into potential market abuse instances and improper activity.
• Accurately document review findings and outcomes and support further investigation of suspicious behaviour as required.
• Investigate internal escalations when necessary.
• Draft STOR forms ready for submission to the relevant regulators such as FCA as required.
• Assisting in maintaining appropriate desk based policies in relation to market abuse.
• Assist in responding to regulatory enquiries on market abuse issues.
• Assist in creating and maintaining market abuse related MI.
• Undertake any ad-hoc projects supporting technical enhancements to the market abuse program
• Support other team members with ad hoc tasks as required.

• A working understanding of the Market Abuse framework and what those entail.
• A good working knowledge of financial products with a particular focus on Equities.
• Strong IT skills with a particular focus on Microsoft Word & Excel.
• Python and/or SQL skills are preferred but not required.
• A strong background in data science or data analytics is a plus.
• Knowledge in FCA regulatory requirements and best practices in compliance.
• Educated to degree level in Law, Finance, or a related field.
• Good communication and interpersonal skills.
• Ability to work under pressure and be adaptable.

• Challenges that will help you grow and realise your potential
• Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
• Work with smart, spirited, helpful, high-performing colleagues with a common goal
• An environment where nothing is set in stone
• Appreciation for your talent and ideas
• Generous remuneration package including annual bonuses

Are you ready to accelerate your career with us? We'd love to hear from you!

We thank all applicants, but only candidates selected for an interview will be contacted.

All personal data of applicants is protected by the law and will be treated with strict confidentiality.