Compliance Manager, Finance & Banking
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-03-11
Listing for:
Danos Group
Full Time
position Listed on 2026-03-11
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Our Client, a Globally Leading Institutional Asset Manager, are looking for a strong Compliance Advisory professional to join their Public Markets Advisory team. The role will be crucial in advising colleagues across equities, fixed income and multi-asset investment strategies, supporting high standards of integrity and good conduct to deliver positive outcomes for clients and the business.
Key Responsibilities:- Develop, implement, and review internal compliance policies and procedures, ensuring alignment with regulatory expectations and group best practices.
- Serve as a key contact for the Public Markets business regarding regulatory requirements, monitoring, and reporting.
- Contribute to activities such as strategic firmwide projects, the implementation of new regulatory requirements, and ongoing surveillance and monitoring.
- MUST HAVE hands on working knowledge of UCITS and AIFMD.
- 5+ years of Compliance experience within an asset manager.
- Excellent stakeholder management, communication, and influencing skills, with the ability to build relationships and challenge first-line teams effectively.
This is a permanent role based in London, offering hybrid working model.
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