Compliance Monitoring Analyst

COMPLIANCE MONITORING ANALYST

We’re looking for a Compliance Monitoring Analyst to join us on a six‑month fixed‑term contract in a hybrid role based in London, helping us maintain the highest standards of regulatory compliance.

• Carry out monitoring and testing as part of the Compliance Monitoring Plan.
• Maintain accurate records and escalates issues when required.
• Manage the Star Compliance portal, ensuring data accuracy and supporting colleagues with compliance queries.

• At least one year of experience in compliance monitoring within financial services.
• Graduate‑level education or a recognised industry qualification such as an Investment Operations Certificate (IOC).
• Good understanding of FCA regulations, especially those relating to Personal Account Dealing, Gifts & Entertainment, etc.
• Experience with compliance systems such as Star Compliance, voice call recording platforms and company policy frameworks.
• Knowledge of Asset Management is desirable.
• Integrity, diligence and a proactive, detail‑oriented approach.

• Competitive salary (depending on experience).
• 28 days annual leave, plus bank holidays.
• Defined contribution pension.
• Health & Wellbeing package.
• Employee assistance programme.
• Health cash plan.
• Eye care vouchers.
• Flu vaccination.
• Lifestyle give‑as‑you‑earn scheme.
• Paid volunteering days.

Railpen is committed to creating an inclusive and diverse environment; we value diversity and welcome people from all backgrounds and walks of life.