Compliance Analyst, Finance & Banking

About the Company

Why work for us? A career at Janus Henderson is more than a job; it’s about investing in a brighter future together.

Our Mission is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world‑class service.

Our Values are key to our success and are at the heart of everything we do:
Clients Come First, Execution Supersedes Intention, Together We Win, Diversity Improves Results, Truth Builds Trust.

We are looking for an Analyst (maternity cover) to join the Guideline Oversight team as a monitoring resource on investment restrictions. The role is highly visible and offers substantial breadth of experience in a dynamic environment.

The Investment Guideline Compliance team provides oversight and support to all fund management desks and the central dealing function in respect of investment guideline matters. Responsibilities include monitoring pre‑ and post‑trade alerts, working with client services teams on account onboarding and closing, supporting operational teams on exception management, preparing reporting for senior management, and participating in business projects and working groups.

• Timely identification and investigation of investment guideline related issues.
• Monitoring of pre‑, post‑ and batch trade alerts and warnings.
• Research breaches to determine whether they are passive or active and advise on actions.
• Clear communication with relevant stakeholders on breach‑related matters.
• Interpretation of investment guidelines within operational, client‑specific and regulatory fund documentation.
• Support senior management with the preparation of business and committee reporting.

• Prior user experience with Charles River or Aladdin.
• Knowledge of key regulatory issues and rule frameworks (UCITS, 40 Act, ERISA, etc.).
• Ability to work in multiple teams and leverage internal and external networks.
• Strong verbal and written communication skills with key business representatives (fund managers, dealers, etc.).
• Problem‑solving skills and the ability to communicate complex regulation and its impact effectively.
• Excellent planning, organisational and prioritisation skills.
• Ability to work effectively under pressure and meet tight deadlines.

• IMC or IAQ qualification (desirable).
• Minimum 12 months of prior experience in compliance, preferably investment related.
• Experience across a range of product and instrument types.
• 1 to 2 years of experience at an asset manager or investment bank.

• Hybrid working model with reasonable accommodations.
• Generous holiday policy.
• Health and wellbeing benefits, including corporate membership to Wellhub.
• Paid volunteer time.
• Professional development courses and tuition reimbursement.
• Maternal and paternal leave benefits and family services.
• Employee events, networking opportunities and social activities.
• Lunch allowance for use at the subsidised onsite canteen.

• You will be expected to understand the regulatory obligations of the firm and abide by the regulated entity requirements and JHI policies applicable for your role.
• At Janus Henderson Investors we are committed to an inclusive and supportive environment. We welcome applications from candidates from all backgrounds and encourage diversity.
• Annual discretionary bonus award may be applicable.
• Janus Henderson is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.
• Employees must adhere to the provisions of our Investment Advisory Code of Ethics and other disclosure requirements, including past political contributions. Applicants’ past political contributions or activity may impact eligibility for this position.