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Compliance Officer, Finance & Banking

Job in Greater London, London, Greater London, W1B, England, UK
Listing for: Willow Resourcing
Full Time position
Listed on 2026-06-14
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance, Financial Services
Salary/Wage Range or Industry Benchmark: 80000 - 100000 GBP Yearly GBP 80000.00 100000.00 YEAR
Job Description & How to Apply Below
Location: Greater London

You will report directly to a talented Head of Compliance, working for a fast‑growing Consumer Credit firm in London. The role offers a broad scope, providing extensive exposure to the wider business and the opportunity to progress into a Compliance Manager position.

Responsibilities
  • Support the Head of Compliance with a wide variety of duties, focusing on the delivery of the Compliance Monitoring Plan and execution of thematic reviews.
  • Review and update Compliance policies and assist with FCA returns using Reg Data and Connect.
  • Handle Financial Promotions approvals; manage Compliance queries, complaints, and investigations.
Qualifications
  • 2+ years of Compliance experience in the Consumer Credit arena.
  • Knowledge of regulations impacting the sector, including CONC and Consumer Duty.
  • Experience with the execution of a Compliance Monitoring Plan.
  • Experience with FCA submissions using Reg Data and/or Connect is advantageous.
  • Excellent communication skills.

Location:

London
• Workplace:
Hybrid Working
• Reference: 415248

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