Senior Compliance Advisor – Equities Regulation & Oversight
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-08-01
Listing for:
Rothschild & Co
Full Time
position Listed on 2026-08-01
Job specializations:
-
Finance & Banking
Job Description & How to Apply Below
Rothschild & Co in the United Kingdom seeks a Senior second-line Compliance Officer to provide regulatory advisory and oversight across the Equities business—covering both execution (sales & trading) and research.
You will advise on MAR, best execution, order handling, inducements and MiFID II transaction reporting, support SMCR, governance, and risk monitoring while maintaining policy controls at a senior level.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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