Interim Compliance Contractor

THE COMPANY:

Our client is global corporate banking group with offices based in the West End. They are looking to hire an Interim Compliance Officer to be part of a project to uplift aspects of the financial crime and regulatory compliance framework.

• Updating the product and industry risk assessments.
• Reviewing and updating the counter party onboarding and periodic review process to align with uplifts made to the customer onboarding process.
• Reviewing and updating the broker onboarding and periodic review process to align with uplifts made to the customer onboarding process.
• Reviewing and updating the business-wide risk assessment.
• Reviewing and updating the bribery and corruption risk assessment.
• Assisting with the preparation of the compliance monitoring plan.
• Liaising with relevant stakeholders for each risk assessment.
• Discussing with the business where actions are required to enhance processes, procedures, practices and controls.
• Identifying and escalating any significant regulatory issues to the Head of Compliance & MLRO.
• Assisting with other elements of the uplift of the financial crime and regulatory compliance frameworks.
• Promoting a strong compliance culture within the Business.

• The candidate will have gained a mixture of financial crime and regulatory compliance experience (up to 8 years) and will have a solid understanding of regulatory and/or compliance matters.
• Prior experience in a role in a bank or other financial service firm.
• Strong communication skills with the ability to work as part of a small team.
• Ability to build strong and effective working relationships with stakeholders at all levels.
• Must be comfortable working independently and possess sound judgement.
• Confident with strong interpersonal skills.

For further information please contact Hannah Tabatabai