Wealth Planning Director

Who we’re looking for Wealth Planning Director About Cazenove Capital At Cazenove Capital we look after private individuals, families and charities. We are the wealth management business of the FTSE-listed global investment manager Schroders. We help our clients around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.

About UsSchroders is a global investment manager which provides active asset management, wealth management and investment solutions. We aim to provide excellent investment performance to clients through active management. We serve a diverse client base that includes pension schemes, insurance companies, sovereign wealth funds, endowments, foundations, high net worth individuals, family offices, as well as end clients through partnerships with distributors, financial advisers, and online platforms.

Established in 1804, we have around 5,500 people across 36 global locations. Schroders' success can be attributed to its diversified business model, spanning different asset classes, client types and geographies.

The base

We have been in 1 LWP since 2018. We’re close to our clients, in the heart of the UK’s financial centre and we have everything we need to work flexibly.

The team

We are one of the largest UK-based wealth management firm, headquartered in London but with offices around the country. We help private clients, families, charities and some institutions meet their long term goals by offering our expertise in investment, wealth planning, lending and family office services.  We draw on the resources of the Schroders group, as well as having our own in house investment team.

We're open to flexible working, so we can all balance our personal and professional commitments.

Overview of Role The Wealth Planning Director is a leadership position responsible for delivering exceptional wealth planning advice to high-net-worth clients, driving business growth, and ensuring compliance with regulatory standards. This role combines strategic oversight, client relationship management, and supporting the wider business, to promote the success of Wealth Management and the Schroder Group.

Principal Responsibilities Client Relationship Management & Advisory Lead and manage client relationships, ensuring delivery of bespoke wealth planning strategies and structures.

Develop a deep understanding of clients’ family dynamics, personal circumstances, risk profiles, objectives, and planning needs to provide tailored solutions.

Respond promptly and professionally to client queries, maintaining the highest standards of service.

Proactively identify and communicate new planning opportunities that align with clients’ objectives.

Business Development Actively market and develop profitable new client relationships, leveraging internal and external networks.

Represent the firm at industry events and networking opportunities to enhance brand presence and attract new business.

Regulatory & Compliance Take primary responsibility for new client onboarding, including KYC, AML/dd checks, and suitability assessments.

Ensure ongoing compliance with regulatory requirements and internal policies.

Deliver suitability letters and reports in line with FCA standards.

Leadership & Support Provide strategic leadership to paraplanners, associate wealth planners, and wealth planners, ensuring adherence to processes and compliance standards.

Mentor and develop team members, fostering a culture of excellence and continuous improvement.

Strategic Contribution Contribute to the development and implementation of the Wealth Planning strategy.

Collaborate with senior management on initiatives to enhance client experience and operational efficiency.

Participate in relevant committees and working…