Senior Compliance Officer; Investment Compliance

The Value of Active Minds About Jupiter

Jupiter is one of the UK's leading investment management companies with just over 500 employees and £73.7 billion worth of assets under management (as at 30th June 2026). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and sub‑advised funds. Jupiter has experienced a period of international growth with offices open in EMEA and APAC.

The majority of our employees are based in our London office located just minutes from Victoria station which provides stair‑free access from both the Underground's Victoria line and National Rail platforms, as well as limited road crossings to the Jupiter office. Our London office was designed to encourage employees to live active, healthy lives with floor‑to‑ceiling windows that allow for greater natural light and the benefit of a private balcony, table tennis room, cycle storage and on‑site shower and locker facilities.

The short distance to Green Park and St James' Park also provides employees with a natural space to relax during their lunch break and a healthy alternative to office‑based meetings.

We offer our UK employees a 3:2 hybrid working arrangement where Tuesdays, Thursdays and a third day of your choice are worked from the office. The other two days may be worked from home. This facilitates collaboration and allows employees to maximise productivity whilst maintaining a healthy work/life balance.

The role is within the Investment Compliance team reporting to The Head of Investment Compliance.

You will be joining a team of seven who are responsible for the provision of advice and oversight of the Investment Management F unction . The team acts as part of the second line of defence for the business, ensuring that the Investment Management Function conducts their activities in accordance with Jupiter's compliance framework and that Funds are managed as prescribed in their Prospectus or IMA documents and in adherence with the relevant Directives.

• Provide day‑to‑day Investment Compliance advice and challenge to Investment Management, Trading and other relevant business areas across Jupiter's regulated funds, segregated mandates and delegated investment arrangements.
• Interpret and advise on investment restrictions and regulatory requirements, including UCITS, NURS and AIFMD requirements, fund prospectus provisions, investment management agreements and other applicable investment guidelines.
• Assess the eligibility and permissibility of investments and investment strategies, including new or complex instruments, derivatives, collective investment schemes and corporate actions, providing clear and pragmatic advice to Investment Managers and other stakeholders.
• Undertake pre and post trade compliance oversight through Black Rock Aladdin, investigating alerts, providing advice on proposed transactions and ensuring potential or actual breaches are identified, escalated and resolved appropriately.
• Support the maintenance of effective investment restriction monitoring within Aladdin, including reviewing the appropriate monitoring approach for new or amended restrictions and working with Portfolio Guideline Analysts on coding, testing and implementation where required.
• Manage and oversee investment restriction breaches and exceptions, coordinating with Investment Managers, Investment Risk, Operations, Legal and other relevant stakeholders and maintaining appropriate records and governance through to closure.
• Act as a key point of contact for Depositaries and Man Cos on investment compliance matters, including responding to monitoring queries, discussing potential…