Financial Crime Analyst

Assisting in establishing and maintaining governance and controls to

ensure organisational compliance

• Provide subject matters expertise for AML escalations including new client onboarding cases.
• Provide guidance on queries relating to new or existing clients with overseas connections.
• Assist with teams AML periodic review schedule of high-risk clients.
• Review and elevate AML “trigger events” to DMLRO.
• Assist with AML escalations on an advisory basis. This will also include helping with onboarding escalations and reviewing new client cases.
• Assist in data collation/stats to submit relevant regulatory disclosures and management
• information.
• Assist with management information and reports.
• Assist with maintenance of AML record keeping such as AML client risk registers and disclosure logs.
• Assisting colleagues, DMLRO with maintenance of the AML risk appetite framework and relevant
• Assist in developing and embedding AML policies and procedures within the firm to ensure they remain in line with regulatory expectations.
• Provide assistance and support to market abuse function

• Assist in various aspects of Department’s administration, providing cover and support to other members of the Compliance team when necessary, including financial promotions,
• Assist with the Complaints reporting process and associated reporting.

• Essential:
  Understanding of the scope of the UK Regulatory Environment and practical experience of applying knowledge, gained in a relevant role.