Compliance Manager - FTC
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-10-03
Listing for:
KennedyPearce Consulting Ltd
Full Time, Contract
position Listed on 2026-10-03
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Posted 01 October 2026 Salary £100000 - £115000 per annum + plus hybrid working Location London Job type Contract Discipline Risk & Compliance Reference ML750_
We have been mandated by an institutional asset management who are looking for an experienced Compliance generalist to work as an effective interim Deputy in their London Compliance team for a 12 mth contract.
DUTIES & RESPONSIBILITIES OF AN INTERIM COMPLIANCE MANAGEMENT- provide regulatory advice AND mentor junior team members
- Undertake monitoring and surveillance and assist with financial promotions reviews
- Maintain policies, review PA Dealing requests and conduct thematic audits/reviews
- Deal with AML issues - including financial crime controls reviews.
- On-board new employees and provide regulatory input into new products/initiatives
- Assist with training, undertake regulatory reporting and filing and work on wider strategic Compliance projects.
You will have a minimum of 5 years' Compliance experience from an asset management background - ideally with UCITS and/or alternative investment funds experience. You must be able to manage others and be able to work at both a strategic level and a BAU level in terms of duties and responsibilities. Salary:£100-115K.
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