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Risk & Compliance Officer
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-10-10
Listing for:
Rev & Regs
Full Time
position Listed on 2026-10-10
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Banking Operations
Job Description & How to Apply Below
Rev & Regs are recruiting for a new 'Risk & Compliance Officer' role on behalf of an International Retail & Wholesale Bank in London.
Role Overview :The Risk and Compliance Officer will support the Risk and Compliance Managers in identifying, assessing and mitigating prudential, regulatory and compliance risks across the organisation. The role will contribute to a strong risk culture and support compliance with FCA, PRA and other applicable UK regulatory requirements.
Key Responsibilities:Prudential Risk:
- Coordinate the MRCC monthly meeting
, including agendas, minutes, stakeholder updates and KRI reporting. - Prepare monthly Risk and ALMAC reports
, covering LCR, CAR, Leverage, IRRBB, FX, NSFR and weekly stress-testing analysis. - Support the development and maintenance of the ICAAP
, working with Finance, Credit Risk and relevant stakeholders. - Maintain, test and update the model inventory and assist with model risk assessments.
- Contribute to reviews of Pillar 3 disclosures, Risk Management policies and procedures
.
- Support the development and delivery of a risk-based Compliance Monitoring Plan
, including monthly monitoring reviews, reporting and MI. - Identify and escalation policy, regulatory and compliance breaches
, supporting remediation and resolution within agreed timelines. - Assist with the development of Compliance reports for Senior Management and the Board
. - Conduct regulatory horizon scanning
, maintaining the regulatory register and highlighting relevant developments and risks. - Identify compliance risks arising from business activities, recommend appropriate mitigating actions
, and monitor completion of remediation. - Support the review and enhancement of compliance policies, procedures and practices
.
- Maintain an understanding of and comply with the FCA Handbook, PRA Rulebook, BCOBS and MCOBS
. - Support obligations under Consumer Duty
, where applicable to retail customers, products or services. - Demonstrate the required SM&CR Individual Conduct Rules
, including integrity, due skill and care, regulatory openness, fair treatment of customers and delivering good customer outcomes.
Experience:
- Degree-level qualification, ideally with banking/financial services experience.
- Minimum 2 years’ experience in Risk and Regulatory Compliance within a UK-regulated financial institution
. - Proven experience delivering or supporting bank-wide prudential risk and regulatory compliance monitoring programmes
. - Strong knowledge of the UK regulatory environment
, including the FCA Handbook, PRA Rulebook, BCOBS and MCOBS
. - Strong numerical, analytical and risk assessment skills
. - Advanced Microsoft Office skills, particularly Excel
. - Excellent written and verbal communication skills.
Location:
London Office - 5 days a week
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