Senior Compliance Associate – Asset Management
Listed on 2026-10-11
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Finance & Banking
Regulatory Compliance Specialist, Banking Operations
Compliance Professionals in London seeks an asset-management compliance professional to join the Private Client team. You will conduct and document Customer Due Diligence for new clients and help oversee ongoing regulatory compliance.
The role covers monitoring UK and US requirements, preparing reports, reviewing promotions, and supporting policy development. You will collaborate with US colleagues, assist in training, and contribute to committee materials.
This opportunity is for the Senior Compliance Associate – Asset Management role at Compliance Professionals.
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This posting is for the Senior Compliance Associate – Asset Management role at Compliance Professionals, based in Greater London, England, United Kingdom.
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