More jobs:
Consultant, Business Systems/ Tech Analyst, IT/Tech
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-02-21
Listing for:
Caspian One
Full Time
position Listed on 2026-02-21
Job specializations:
-
IT/Tech
Business Systems/ Tech Analyst
Job Description & How to Apply Below
Job Description – Regulatory Change Project Manager / Senior Consultant Overview
We are seeking an experienced Regulatory Change Project Manager / Senior Consultant with strong delivery capabilities and deep exposure to financial services regulation. The ideal candidate will bring a blend of consultancy discipline, hands‑on industry experience, and a proven track record delivering complex regulatory and risk-driven change across banking or asset management environments.
This role requires someone who can confidently engage stakeholders, translate regulatory requirements into practical business and technology impacts, and ensure successful end-to-end delivery.
Key Responsibilities Regulatory Change Delivery- Lead the end-to-end delivery of regulatory change projects across investment banking or asset management functions.
- Interpret new or existing regulatory requirements and assess business, operational, and technology impacts.
- Coordinate with Legal, Compliance, Risk, Technology, Operations, and Front Office teams to ensure compliance readiness.
- Drive implementation plans, milestones, and work streams with full accountability for delivery.
- Act as a trusted advisor to senior business stakeholders.
- Facilitate workshops, regulatory working groups, and cross-functional meetings.
- Engage with industry round tables or external forums to maintain awareness of regulatory developments.
- Deliver clear, concise, and actionable communication to all levels of the organisation.
- Research and interpret new regulatory text where knowledge gaps exist.
- Prepare business requirements, regulatory impact assessments, process documentation, and implementation plans.
- Work with technical teams to translate business/regulatory needs into functional and technology requirements.
- For more technical projects, translate regulatory/business requirements into technical specifications.
- Partner with engineering and architecture teams to ensure solutions meet regulatory expectations.
- Support testing, validation, and readiness activities.
- Consultancy background strongly preferred
- Direct industry experience in investment banking or asset management.
- Minimum 5 years’ experience, typically up to 10 years.
- Not suitable for juniors or graduates unless part of a wider team structure.
Candidates should have experience in some or all of the following regulations:
- MiFID / MiFIR
- Consumer Duty
- EU DORA
- EU AI Act
- T+1 Settlement
- CRB6
- Other capital markets or risk-related regulatory frameworks
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