Vice President, Issue Validation Manager - Technology Audit

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups with a global network across more than 50 countries. As part of the EMEA Technology (TEC) function, the Risk & Control pillar partners with the business to ensure technology risks are identified, managed and reported effectively, and that controls are designed and operating to protect our clients, services and data.

NUMBER OF DIRECT REPORTSTBC – 0-1

MAIN PURPOSE OF

THE ROLE Lead the end-to-end validation of audit and self-identified issue closures across EMEA TEC. The role ensures that remediation is complete, effective and sustainable, and that closure evidence meets Internal Audit (IA), 2

LOD and regulatory standards. The post holder will operate as the independent quality gate for issue closure, providing challenge, coaching and independent review of action plans, artefacts and control performance. The role requires active ongoing engagement with engineering teams and internal audit teams through issues lifecycle to ensure work is on track, meeting expectations and positioned to successfully mitigate risk.

KEY RESPONSIBILITIES Own the independent validation process for technology audit and risk issues, confirming remediation is complete, risks are mitigated and residual risk is acceptable.

Define and maintain issue validation standards, templates and evidence checklists aligned to IA methodology, 2

LOD requirements and relevant regulations (e.g., DORA, SOX).Perform detailed evidence reviews (design and operating effectiveness) including sampling, re-performance and walkthroughs; document outcomes in clear working papers.

Partner with control owners to agree closure criteria up-front; provide challenge to action plans to ensure root causes are addressed and controls are embedded sustainably.

Track remediation progress on key issues and identify risks to effective closure

Support and QA  transparent closure packs for IA review.

Support regulatory interactions and external audits by providing high-quality validation artefacts and concise status reporting.

Champion a strong risk & control culture across TEC; coach product and engineering teams on effective remediation and durable control design.

WORK EXPERIENCE Essential:

Risk Management / Internal Audit / External Audit within a highly regulated international organisation

Technology Risk Management, Cyber Security, SOX and other regulations

Preferred:

Banking / Finance experience highly preferred.

Control frameworks including Cobit, CRI and NISTSKILLS AND EXPERIENCE Deep understanding of IT general controls and application controls, and familiarity with frameworks such as COBIT, NIST, CRI and ISO 27001.Demonstrable experience in 1

LOD technology risk & controls, Internal Audit, or 2

LOD oversight within financial services.

Hands on experience within Internal and/or External Audit would be highly beneficial.

Strong knowledge of regulatory requirements relevant to technology (e.g., DORA, SOX 404, EBA/ECB ICT expectations) and audit standards.

Hands-on experience validating remediation and control effectiveness, including sampling methods, evidence sufficiency and documentation standards.

Excellent communication and influencing skills with the confidence to challenge senior stakeholders constructively.

Superior written skills with the ability to craft concise closure rationales…