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Principal Consultant - Regulatory Consulting; Wealth or Asset

Job in Greater London, London, Greater London, W1B, England, UK
Listing for: MERJE
Full Time position
Listed on 2026-06-24
Job specializations:
  • Management
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Advisor / Consultant
Salary/Wage Range or Industry Benchmark: 60000 - 80000 GBP Yearly GBP 60000.00 80000.00 YEAR
Job Description & How to Apply Below
Position: Principal Consultant - Regulatory Consulting (Wealth or Asset)
Location: Greater London

MERJE are currently supporting this dynamic and ambitious consulting firm that specialises in providing regulatory advisory services to a wide range of clients across the Financial Services industry.

Responsibilities

Leading the management and delivery of advisory engagements to their wealth management & retail investment clients base you will

  • l:

    Oversee the delivery of multiple client projects, encompassing project planning, budgeting, scheduling and resource allocat
  • ionLead the development of bespoke solutions to enable their clients to meet their regulatory and operational obligatio
  • ns.

    Act as the primary point of contact for a portfolio of projects managing client expectations, delegating tasks as needed, reviewing colleagues' work and facilitating communication regarding project needs such as budget expansions or timeline extensio
  • ns.

    Take a proactive role in business development initiatives, including generating quality thought leadership content, engaging stakeholders, preparing polished proposals and delivering presentati
  • ons Represent the firm at industry events to enhance brand visibil
  • ityStay informed about regulatory developments and understand their potential impact on client operations, ensuring the delivery of relevant and accurate regulatory advisory servic
Requirements
  • ents Previous regulatory consulting experience gained within either a Big 4, Top 10 or boutique regulatory consulting pra
  • ctice

    Specifically supported clients across the wealth management, asset management or retail investment s
  • pace.

    Deep knowledge and a practical understanding of the UK financial services sector and UK regulatory framework, including the FCA Handbook, associated guidance, approach to policy development, supervision and enforce
  • ment.

    Multi-tasking ability, highly organised and strong attention to de
  • tail.

    Ability to manage individuals and or small t
  • eams.

    Ability to confidently interact with Board and Executive-level cli
  • ents.

    Strong ability to communicate effectively and openly with team me

Great opportunity to join a growing regulatory consulting business where you have absolute autonomy to help them continue to evolve their wealth management advisory off

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