Principal Consultant - Regulatory Consulting; Wealth or Asset
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-06-24
Listing for:
MERJE
Full Time
position Listed on 2026-06-24
Job specializations:
-
Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist, Financial Advisor / Consultant
Job Description & How to Apply Below
Location: Greater London
MERJE are currently supporting this dynamic and ambitious consulting firm that specialises in providing regulatory advisory services to a wide range of clients across the Financial Services industry.
ResponsibilitiesLeading the management and delivery of advisory engagements to their wealth management & retail investment clients base you will
- l:
Oversee the delivery of multiple client projects, encompassing project planning, budgeting, scheduling and resource allocat - ionLead the development of bespoke solutions to enable their clients to meet their regulatory and operational obligatio
- ns.
Act as the primary point of contact for a portfolio of projects managing client expectations, delegating tasks as needed, reviewing colleagues' work and facilitating communication regarding project needs such as budget expansions or timeline extensio - ns.
Take a proactive role in business development initiatives, including generating quality thought leadership content, engaging stakeholders, preparing polished proposals and delivering presentati - ons Represent the firm at industry events to enhance brand visibil
- ityStay informed about regulatory developments and understand their potential impact on client operations, ensuring the delivery of relevant and accurate regulatory advisory servic
- ents Previous regulatory consulting experience gained within either a Big 4, Top 10 or boutique regulatory consulting pra
- ctice
Specifically supported clients across the wealth management, asset management or retail investment s - pace.
Deep knowledge and a practical understanding of the UK financial services sector and UK regulatory framework, including the FCA Handbook, associated guidance, approach to policy development, supervision and enforce - ment.
Multi-tasking ability, highly organised and strong attention to de - tail.
Ability to manage individuals and or small t - eams.
Ability to confidently interact with Board and Executive-level cli - ents.
Strong ability to communicate effectively and openly with team me
Great opportunity to join a growing regulatory consulting business where you have absolute autonomy to help them continue to evolve their wealth management advisory off
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