Global Head of Surveillance Oversight
Job in
Greater London, London, Greater London, W1B, England, UK
Listed on 2026-10-26
Listing for:
Morgan McKinley
Full Time
position Listed on 2026-10-26
Job specializations:
-
Security
-
Finance & Banking
Job Description & How to Apply Below
Our client, a Global Bank, are looking for a Global Head of Surveillance Oversight to join their Compliance team based in London.
Responsibilities below:
- Lead independent second line oversight of the global Surveillance framework, ensuring it remains effective, proportionate and aligned with regulatory requirements across all regions and asset classes.
- Own and maintain the Market Conduct Policy and associated standards as they apply to Surveillance, ensuring continued alignment with supervisory expectations, regulatory change and evolving business activity.
- Oversee Surveillance performance through senior governance forums, including review of management information, thematic outcomes, assurance results and progress in addressing identified risks.
- Act as the senior 2
LoD point for Surveillance‑related matters, applying regulatory judgement to alert outcomes, near misses and STOR submissions and supporting appropriate governance outcomes. - Provide strategic oversight of Surveillance coverage across trading activity and communications, ensuring monitoring remains appropriate as products, markets and technologies evolve.
Previous experience within Trade Surveillance is essential.
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