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Regulatory Compliance Specialist

Trade Surveillance & Conflicts Compliance Associate

Job in Los Angeles, Los Angeles County, California, 90079, USA
Listing for: Ares Management
Full Time position
Listed on 2026-01-17
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 145000 - 185000 USD Yearly USD 145000.00 185000.00 YEAR
Job Description & How to Apply Below
A leading investment management firm seeks an Associate Vice President for its Compliance Department in Los Angeles. The role involves overseeing trading compliance, managing conflicts, and supporting regulatory requirements. Candidates should have over 7 years of experience in investment advising or banking, a Bachelor's degree, and strong analytical skills. This position offers a salary range of $145,000 to $185,000 and extensive benefits, including medical, dental, and financial wellness programs.
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Position Requirements
10+ Years work experience
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