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Financial Services Financial Analyst

Investment Compliance Analyst: Trade & Guidelines Oversight

Job in Los Angeles, Los Angeles County, California, 90079, USA
Listing for: The TCW Group, Inc.
Full Time position
Listed on 2026-01-17
Job specializations:
  • Finance & Banking
    Financial Services, Financial Analyst
Salary/Wage Range or Industry Benchmark: 130000 - 140000 USD Yearly USD 130000.00 140000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Los Angeles seeks an Investment Compliance Analyst to provide compliance support to investment teams. Key responsibilities include monitoring holdings, reviewing trading activity for compliance, and collaborating with various teams for rule testing. The ideal candidate will have a Bachelor's degree, 5+ years of experience in investment compliance, and proficiency with relevant applications. The position offers a competitive salary range of $130k-$140k, along with an annual discretionary bonus and comprehensive benefits package.
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