Director, Risk Monitoring & Regulatory Strategy
Listed on 2026-10-11
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Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
FINRA is seeking a senior leader to oversee the Risk Monitoring program for a defined Organizational Business Model or Segment. This role manages Risk Monitoring Analysts, prioritizes real-time risk and regulatory responses, and guides cross-department coordination to protect investors and market integrity.
The successful candidate will have advanced securities-industry knowledge, strong leadership, and a track record of delivering regulatory solutions across multiple firms, with hybrid work
We are seeking a motivated Director, Risk Monitoring & Regulatory Strategy to join FINRA in Los Angeles, CA, United States.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Director, Risk Monitoring & Regulatory Strategy role at FINRA, based in Los Angeles, CA, United States.
We are looking to fill the Director, Risk Monitoring & Regulatory Strategy position at FINRA in Los Angeles, CA, United States.
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