Compliance Manager – IFA​/Wealth Management Hybrid

Compliance Manager – Independent Financial Advice / Wealth Management

Maidenhead | Hybrid Working

£80,000–£135,000

Are you a proactive, commercially minded compliance professional looking for true ownership and influence within a growing Independent Financial Advice business? This is a rare opportunity to step into a senior Compliance Manager position where you can shape, lead and elevate the compliance function according to your own vision of best practice.

This role offers autonomy, visibility and the chance to embed a strong, forward-thinking compliance culture across an FCA-regulated wealth management environment.

As Compliance Manager, you will sit at the heart of the firm’s regulatory framework, ensuring full compliance with FCA requirements across COBS, SYSC, SM&CR, Consumer Duty, GDPR and AML. You will design, implement and continuously enhance the compliance framework, lead monitoring activity, manage regulatory risk and act as the firm’s key point of contact with the FCA.

This position requires initiative, confidence and the ability to balance robust regulatory standards with commercial practicality.

• Hold SMF
  16 and SMF
  17 responsibilities, leading regulatory oversight across the business
• Interpret, implement and oversee FCA regulations including COBS, SYS...