Financial Crime Operations Specialist

Join Vanguard's Financial Crime team and play a key role in strengthening the controls that protect our clients, our business and the wider financial system.

As a Financial Crime Operations Specialist, you'll act as a subject matter expert across Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Source of Wealth (SoW) assessments and periodic reviews for higher-risk and Politically Exposed Person (PEP) customers. Working closely with stakeholders across Compliance, Risk, Operations and Technology, you'll help shape financial crime controls, provide expert guidance on complex risk matters and contribute to the continuous enhancement of Vanguard's financial crime framework.

This is an excellent opportunity for an experienced financial crime professional who enjoys solving complex problems, influencing stakeholders and driving meaningful risk outcomes within a purpose-driven, globally respected investment management firm.

Why Join This Team?

Apply your expertise to complex and high-profile financial crime cases.

Influence the development and enhancement of financial crime controls and processes.

Partner with senior stakeholders across Compliance, Risk, Operations and Technology.

Coach and support colleagues while developing your own leadership capabilities.

Contribute to strategic initiatives that strengthen Vanguard's risk management framework.

Build your career within one of the world's leading investment management organisations

In this role you will Lead complex CDD, EDD, SoW and periodic review activities, applying sound judgement to identify, assess and escalate financial crime risks where appropriate

Act as a trusted subject matter expert on customer risk assessments, financial crime controls and regulatory requirements, providing guidance and constructive challenge to stakeholders and colleagues

Support the design, implementation, testing and enhancement of financial crime controls, identifying opportunities to improve effectiveness and efficiency

Produce high-quality, evidence-based risk assessments, investigation summaries and management information that support informed decision-making

Support internal and external audits, regulatory reviews and remediation activities, helping ensure findings are addressed effectively and sustainably

Build and maintain strong relationships across Financial Crime, Compliance, Risk, Operations, Technology and external partners to deliver effective risk outcomes

Contribute to the development of policies, procedures and guidance that align with regulatory expectations and industry best practice

Coach, mentor and share knowledge with colleagues to help build team capability and foster a strong culture of compliance

Drive continuous improvement initiatives, identifying opportunities to enhance controls, processes and customer outcomes through innovation and automation

Participate in projects and initiatives that support the ongoing evolution of Vanguard's financial crime framework

What it takes

Experience in AML/KYC, CDD, EDD, SoW, periodic reviews, financial crime investigations or related financial crime activities within Financial Services Strong understanding of Financial Crime regulations and lifecycle, including AML, Sanctions, Bribery and Corruption and Tax Evasion Demonstrable experience assessing higher-risk clients and complex financial crime scenarios

Strong analytical, investigative and risk assessment skills, with the ability to make balanced, evidence-based decisions

Experience providing guidance and challenge to stakeholders on financial crime risk matters

Ability to produce clear, concise and well-reasoned holistic risk assessments and recommendations

Strong communication, stakeholder management and influencing skills

Proven ability to identify control weaknesses and recommend practical, risk-based solutions

Undergraduate degree or equivalent combination of training and experience

Desirable

Professional qualification in Financial Crime, AML or Compliance (e.g. ICA, ACAMS, CFCS)

Experience with in financial services, investment management, wealth management, banking or fintech

Strong knowledge of UK Money Laundering Regulations, JMLSG Guidance, FCA…