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Compliance Monitoring Lead – FCA Regs & Risk Insight

Job in Manchester, Greater Manchester, M9, England, UK
Listing for: Independent Financial Advisers Limited
Full Time position
Listed on 2026-10-15
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist, Banking & Finance
Salary/Wage Range or Industry Benchmark: 45000 - 65000 GBP Yearly GBP 45000.00 65000.00 YEAR
Job Description & How to Apply Below

Chase de Vere is seeking a Compliance Monitoring Officer to lead end-to-end reviews under a risk-based programme. The role involves researching regulations, testing controls and drafting measured actions to rectify issues identified, with ongoing tracking of progress and clear management information for stakeholders.

Candidates should understand FCA Handbook requirements, have strong report-writing skills and excel at coordinating with a diverse range of stakeholders.

Our group is growing, and we are hiring a Compliance Monitoring Lead – FCA Regs & Risk Insight in Manchester, England, United Kingdom.

We appreciate your interest in this position.

Join Independent Financial Advisers Limited and contribute to our ongoing work.

Take a moment to read everything above and see whether this role is right for you.

This posting is for the Compliance Monitoring Lead – FCA Regs & Risk Insight role at Independent Financial Advisers Limited, based in Manchester, England, United Kingdom.

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